Axiom Capital Management Inc. (Axiom) is an asset management firm founded in 1990. Liam Dalton serves as the founder and CIO of the firm with an experienced investment team and business management team.

Axiom Capital Management

Sales Representative

Director of Investments

Senior Loan Officer

CEO/Owner

Registered Representative

Vice President of Business Development

Senior Mortgage Consultant

Commercial & Residential Lender

Mortgage Banker

Financial Analyst

President, Goldsmith&Harris Div

Summer Analyst

Executive Vice President

Registered Sales Assistant

Chief Financial Officer

Controller

Independent Contractor - Controller

Senior Vice President Accounting

Executive Assistant

Equity Analyst

Medical Sales Representative

Intern

Associate

Vice President, Institutional Equity Sales

Institutional Equity Sales

Managing Director , Institutional Sales

Sales Trader

Sales

Institutional Sales Trader

Equity Research Associate

Equity Research

Senior Research Analyst

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Joseph Gunnar & Co., LLC was founded in 1997 is a full service broker-dealer dedicated to assisting investors achieve their financial goals by providing a full array of investment products & vehicles to private and corporate clients. Our firm's capabilities include a full suite of investment banking, corporate finance, institutional & retail sales and trading and equity research services. We are committed to assisting our valued private clients achieve their financial goals ranging from generating wealth accumulation, funding a college education, planning for retirement, and creating shareholder value.Our product and service offerings provide our private and corporate clients a competitive advantage. As a result of years of relationship building, our private clients have access to investment opportunities not readily available at our larger competitors. Our boutique approach to our corporate clients provides for a value-added component to basic financings not typically experienced at bigger firms.Our Investment Banking division can address a broad spectrum of corporate strategy needs such as mergers & acquisitions and business development initiatives.Our Equity Capital Markets team is dedicated to equity transactions including Initial Public Offerings (IPOs), Follow-On Offerings (FPO's), Private Investment in Public Equities (PIPEs) and Special Purpose Acquisition Companies (SPACs). Our team has access to over 10,000 institutions of all sizes throughout the U.S., Europe, Israel, Asia and South America.Our affiliate, Buttonwood Group Advisors, manages a family of Private Investment Funds that provide retail and institutional investors access to investments in rapid-growth, pre-IPO companies.Joseph Gunnar & Co., LLC is a registered broker-dealer and member of Financial Industry Regulatory Authority (FINRA) and Securities Insurance Protection Corporation (SIPC).

Joseph Gunnar & Co., LLC

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ThinkEquity is a boutique investment bank created by experienced professionals that have worked together for over a decade, collectively financing over $50 billion of public and private capital raises, restructurings, and mergers and acquisitions.  The ThinkEquity model is built around the clients' needs, no matter how complicated or around the clock attention required, and to identify solutions that help them to create value for their investors.

Cord Stafford

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