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North Star Regulatory

North Star Regulatory


North Star Regulatory's financial review

Employees

9


North Star Regulatory information

Established in 2011, North Star Compliance Solutions is a full-service compliance consulting firm providing services to help businesses navigate the complex regulatory landscape that impacts Canadian financial services firms. From AML, Securities and Privacy regulations, we specialize in the areas wealth and asset managers need. We are committed to ensuring that our clients remain compliant with r...
Established in 2011, North Star Compliance Solutions is a full-service compliance consulting firm providing services to help businesses navigate the complex regulatory landscape that impacts Canadian financial services firms. From AML, Securities and Privacy regulations, we specialize in the areas wealth and asset managers need. We are committed to ensuring that our clients remain compliant with regulations, minimize risks, and maintain their reputation. The team is comprised of highly skilled and experienced professionals who offer tailored solutions to meet your specific needs. We pride ourselves on our integrity, professionalism, and dedication to your success.

North Star Regulatory industries

Creating compliance manuals
Registration of firms & individual with securities regualtors
Providing expert evidence in regulatory hearings & litigation
Conducting regulatory due diligence & filings in securities industry mergers

North Star Regulatory's financial review

Employees

9

Employees

Manager Registration and Compliance

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